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Invest specializes in investment fraud, stockbroker violations & disputes, damage calculations, margin and Internet trading problems, securities and market regulations, compliance, and broker supervision.
Invest Securities Consulting, Inc.
References
The following are a sampling of some comments about Mr. Schulz's work as an expert by various attorneys, and one fellow expert. Some names are not given because the people did not want their names utilized. Upon request, Mr. Schulz will furnish serious inquirers with a formal list of references with full contact information. These references are from some of the top litigators and securities attorneys in the country.

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March 03, 2011 communication to Douglas Schulz:

"Let me be perfectly clear: you are one of (if not the) best and most helpful expert witnesses that I have ever had the pleasure of working with. Not only are you extremely organized and diligent in your research supporting your opinions, but you are also extremely helpful in assisting with the preparation of the case in general, including preparation for opposing experts, helpful discovery, issues to anticipate, etc.

On the stand, you demonstrated a fairly rare ability to without hesitation respond to unanticipated questions in a clear, cogent and civil manner in a way that is always consistent with your opinion and calculated to advance your ultimate point.
"

Mark R. Baumgartner, Esq.
Pender & Coward P.C.

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July 26, 2005 communication to Douglas Schulz:

Thanks again - got a call from XXX of Citigroup.  He said we did a great job - "hit the cover off the ball."  I hope we can do another one in the future.

Bill

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August 12, 2003 communication to Douglas Schulz:

"Dear Douglas,

I wanted to take this opportunity to thank you for your outstanding work as an expert witness in this case. The NASD panel must have been equally impressed as they appeared to follow closely your testimony concerning unsuitability, lack of supervision an the measure of damages. On the damage issue I was impressed that they did not award out-of-pocket losses of $218,824, but instead awarded the significantly higher sum of $301,931, very close the damages based on your 'well manages' portfolio calculations.

Finally, I want to thank you for all your hard work, especially as it relates to focusing me in on the key issues and key documents to be used at hearing.
"

James Bendell, Attorney-at-Law

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"I chaired an arbitration panel in the early '90s involving Dean Witter in which you served as an expert. As an arbitrator, I was impressed with you capabilities and your testimony and hired you several times for my own cases. I thought your materials and opinions were articulate, well reasoned and correctly reflected the standard of care for securities professionals and allowed recovery of damages. You have one of the more refreshing approaches to testimony as an expert, and you provide a significant amount of analysis as to the opinions of the other experts involved at the proceeding."

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"I have known Douglas J. Schulz for at least five years and have had the opportunity to work with him professionally on two NASD arbitration cases. We served as expert witnesses in both cases.

Mr. Schulz has a very keen mind, is highly intelligent, and has a thorough understanding of the rules and regulations governing the securities and commodities industries. In addition, he is a man with a strong sense of right and wrong, and high ethical standards...I had first hand exposure to his good judgement and communicative skills in the two cases on which we collaborated.
"

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"On behalf of the Practising Law Institute, I want to sincerely thank you for being part of our faculty. You're an extremely experienced, cutting-edge expert and it comes across that way...What I liked most about your presentation was your enthusiasm."

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"[Mr. Schulz] is a competent securities professional and knowledgable about the industry and its customs and practices. He is also a person of high ethical and professional standards."

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Douglas J. Schulz, CRCP
Invest Securities Consulting, Inc.
301 Snowcrest
Westcliffe, Colorado 81252
Phone: 719-783-3230
Fax: 214-853-9300
Email: schulz@securitiesexpert.com


© Invest Securities Consulting, Inc.
Last Updated: September 2011